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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

LEHMAN FINANCIAL RESOURCES, INC.

CRD 139500

MEDIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a3ac005-ba29-3d3f-d054-75fff4499512

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 6, 2012 to Mar 29, 2019
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 2
Advisory employees: 0
Offices: 1Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
Custody, client assets: $0
SEC number: 801-66283
CRD: 139500
Filings on the tape: 14
First filed: Mar 6, 2012
Latest filed: Mar 29, 2019
Organised: Corporation, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LEHMAN, JEFFREY, IRVING	President	E	yes	01/2006	Mar 6, 2012	Mar 29, 2019
DERAFELO, RICHARD, DAVID	CHIEF COMPLIANCE OFFICER	Na	no	01/2008	Mar 6, 2012	Mar 29, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LEHMAN FINANCIAL SERVICES	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	n/a	n/a	2	0	1	n/a	n/a
2017	Mar 27, 2018	$658M	$658M	9	5	1	n/a	n/a
2016	Mar 23, 2017	$595M	$595M	8	4	n/a	n/a	n/a
2015	Mar 14, 2016	$515M	$515M	7	4	n/a	n/a	n/a
2014	Mar 16, 2015	$467M	$467M	7	4	n/a	n/a	n/a
2013	Mar 20, 2014	$419M	$419M	6	4	n/a	n/a	n/a
2012	Mar 15, 2013	$421M	$421M	6	4	n/a	n/a	n/a
2011	Mar 6, 2012	$361M	$347M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	n/a	$658M	n/a	$515M	n/a	2	9	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LEHMAN FINANCIAL RESOURCES	3	Jun 27, 2019	Jul 20, 2018	MEDIA, PA	Firm absorbed	Other	100.0%

Relationships

Controls (1)

← LEHMAN, JEFFREY, IRVINGOwnerPRESIDENT, ownership code E, individual
Mar 6, 2012 to presentfactForm ADV

Owns (1)

← DERAFELO, RICHARD, DAVIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 6, 2012 to presentfactForm ADV

Registered with (4)

← JEFFREY IRVING LEHMANAdvisorregistration: previous registration
Feb 24, 2006 to Jun 27, 2019factForm ADV
← RICHARD DAVID DERAFELOAdvisorregistration: previous registration
Feb 24, 2006 to Jun 27, 2019factForm ADV
← Travis Michael ScottAdvisorregistration: previous registration
Dec 2, 2015 to Jun 27, 2019factForm ADV
← PATRICK RYAN KELLYAdvisorregistration: previous registration
Jul 12, 2011 to Jun 26, 2015factForm ADV

Moved with (1)

→ LEHMAN FINANCIAL RESOURCESRegistered adviser3 advisors, firm absorbed, same day
Jun 27, 2019 to Jul 20, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a3ac005-ba29-3d3f-d054-75fff4499512
First observed: Mar 6, 2012
Last observed: Mar 29, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEHMAN FINANCIAL RESOURCES, INC.

CRD 139500

MEDIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a3ac005-ba29-3d3f-d054-75fff4499512

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LEHMAN, JEFFREY, IRVING

President

yes

01/2006

Mar 6, 2012

Mar 29, 2019

DERAFELO, RICHARD, DAVID

CHIEF COMPLIANCE OFFICER

01/2008

Mar 6, 2012

Mar 29, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LEHMAN FINANCIAL SERVICES

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

n/a

2017

Mar 27, 2018

$658M

n/a

2016

Mar 23, 2017

$595M

n/a

2015

Mar 14, 2016

$515M

n/a

2014

Mar 16, 2015

$467M

n/a

2013

Mar 20, 2014

$419M

n/a

2012

Mar 15, 2013

$421M

n/a

2011

Mar 6, 2012

$361M

$347M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

n/a

$658M

n/a

$515M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LEHMAN FINANCIAL RESOURCES

Jun 27, 2019

Jul 20, 2018

MEDIA, PA

Firm absorbed

Other

100.0%