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m••••••••• k•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner36 years in industry

m••••••••• k•••••

Advisor at R•• C•••••• M•••••••••

ST. GEORGE, UT

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Search this name across graphsid dfx:ria:8a405f13-b5ca-eadc-a7e5-36e91b1ae23a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M•••••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M•••••••••	State registered	Nov 13, 2024	n/a	yes	ST. GEORGE, UT	Current employment
C•••••• C•••••• L••	Former SEC adviser	Dec 14, 2009	Aug 13, 2012	no	SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|SALT LAKE CITY, UT

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C•••••• L••	R•• C•••••• M•••••••••	Aug 13, 2012	Nov 13, 2024	4,475	Firm change after gap	RIA to state RIA
N•• Y••• L••• I••••••••• M••••••••• L••	C•••••• C•••••• L••	Jan 24, 2003

Relationships

Registered with (3)

→ R•• C•••••• M•••••••••Registered adviserregistration: current employment
Nov 13, 2024 to presentfactForm ADV
→ C•••••• C•••••• L••Registered adviserregistration: previous registration
Dec 14, 2009 to Aug 13, 2012factForm ADV
→ N•• Y••• L••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
May 23, 2002 to Jan 24, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a405f13-b5ca-eadc-a7e5-36e91b1ae23a
First observed: May 23, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.