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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

NATHANIEL BRADLEY STEVENS

Advisor at LPL FINANCIAL LLC

BEAVERCREEK, OH

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Search this name across graphsid dfx:ria:8a40e32e-1c48-1b22-1f5a-a461b072dd04

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 25, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 4, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jun 4, 2004
First registration: Jan 25, 2007
Dual registered: yes, broker-dealer
Other names: NATHANIEL BRADLEY STEVENS|Nathaniel B Stevens
IAPD individual key: 4782994

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 15, 2025	n/a	yes	BEAVERCREEK, OH	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Mar 6, 2017	May 15, 2025	no	Fairborn, OH\|Beavercreek, OH	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Apr 8, 2013	Mar 2, 2017	no	TIPP CITY, OH\|DAYTON, OH\|DAYTON, OH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 22, 2011	Dec 17, 2012	no	TROY, OH\|SAN DIEGO, CA\|TROY, OH	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jun 23, 2010	Nov 22, 2011	no	TROY, OH	Previous registration
EDWARD JONES	National bd RIA	Jan 25, 2007	Jun 22, 2010	no	WEST MILTON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	May 15, 2025	May 15, 2025	0	Bulk transfer	Ibd to ibd
PNC WEALTH MANAGEMENT	CUSO FINANCIAL SERVICES, L.P.	Mar 2, 2017	Mar 6, 2017	4	Firm change	Other
LPL FINANCIAL LLC	PNC WEALTH MANAGEMENT	Dec 17, 2012	Apr 8, 2013	112	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	Nov 22, 2011	Nov 22, 2011	0	Firm change	Other
EDWARD JONES	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 22, 2010	Jun 23, 2010	1	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 22, 2011 to Dec 17, 2012factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Mar 6, 2017 to May 15, 2025factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 8, 2013 to Mar 2, 2017factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jun 23, 2010 to Nov 22, 2011factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jan 25, 2007 to Jun 22, 2010factForm ADV

Dated events

No dated event names this entity yet.