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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
SPARTANBURG, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 13, 2013 | n/a | yes | SPARTANBURG, SC | Current employment |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Feb 23, 2009 | Feb 13, 2013 | no | SPARTANBURG, SC|GREENVILLE, SC | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 24, 1993 | Mar 12, 2009 | no | SPARTANBURG, SC|SPARTANBURG, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Feb 13, 2013 | Feb 13, 2013 | 0 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN KEEGAN & COMPANY, LLC | Mar 12, 2009 | Feb 23, 2009 | -17 | Firm change | Other |