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Advisor at FIRST KENTUCKY SECURITIES CORP
LOUISVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST KENTUCKY SECURITIES CORP | Independent wealth | Nov 19, 2014 | n/a | yes | LOUISVILLE, KY | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 2, 2005 | Jun 2, 2014 | no | LOUISVILLE, KY|LOUISVILLE, KY|LOUISVILLE, KY | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Dec 10, 2002 | Sep 8, 2005 | no | LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | FIRST KENTUCKY SECURITIES CORP | Jun 2, 2014 | Nov 19, 2014 | 170 | Firm change | Other |
| MORGAN STANLEY DW INC. | UBS FINANCIAL SERVICES INC. | Sep 8, 2005 | Sep 2, 2005 | -6 | Firm change | Other |