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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

EXCALIBUR MANAGEMENT CORP

CRD 110836

WALTHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a4f8919-17cb-b435-dfad-71c5ac388942

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 4
On other graphs: 0
Observed: Feb 6, 2012 to Mar 26, 2026
44 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $712MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $707M
Private client RAUM: $659MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $102Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 7
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 872
Individual clients: 176
High net worth clients: 131
Custody, client assets: $141M
SEC number: 801-39935
CIK: 1009003
CRD: 110836
Filings on the tape: 44
First filed: Feb 6, 2012
Latest filed: Mar 26, 2026
Organised: Corporation, MA
Website: excalmgmt.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WAYNE DONALD WETZEL	n/a	SOUTH HADLEY, MA \| WALTHAM, MA	32	41	n/a	no
MICHAEL WILLIAM DELDUCHETTO	n/a	WALTHAM, MA	23	33	n/a	no
MARC HAMILTON OHLER	Chartered Financial Analyst	WALTHAM, MA	21	25	n/a	no
BRENDAN CHARLES HERLIHY	Certified Financial Planner	HOLDEN, MA \| WALTHAM, MA	7	31	2	no
DAVID NEAL LEGGETT	n/a	WELLESLEY, MA \| WALTHAM, MA	6	41	1	no
KIMBERLY LOUREE LEGGETT	Personal Financial Specialist	WALTHAM, MA \| WELLESLEY, MA	6	41	1	no
MATTHEW MICHAEL DELDUCHETTO	n/a	WILMETTE, IL \| WALTHAM, MA	5	21	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRUNO, ELLEN, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	11/2022	Nov 23, 2022	Oct 31, 2024
DELDUCHETTO, MICHAEL, WILLIAM	PRESIDENT AND MANAGING DIRECTOR	D	yes	04/2015	Feb 6, 2012	Oct 31, 2024
OHLER, MARC, HAMILTON	MANAGING DIRECTOR AND PRINCIPAL	D	yes	08/2015	Feb 6, 2012	Oct 31, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DAVID NEAL LEGGETT	n/a	n/a	n/a	Y	no	n/a
ELLEN MARIE BRUNO	n/a	n/a	n/a	N	no	n/a
KIMBERLY LOUREE LEGGETT	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$712M	$707M	12	7	4	n/a	n/a
2024	Mar 24, 2025	$657M	$648M	12	7	4	n/a	n/a
2023	Mar 26, 2024	$606M	$601M	11	8	5	n/a	n/a
2022	Mar 30, 2023	$541M	$534M	11	8	5	n/a	n/a
2021	Mar 28, 2022	$572M	$562M	9	8	0	n/a	n/a
2020	Mar 19, 2021	$519M	$506M	9	8	0	n/a	n/a
2019	Mar 30, 2020	$485M	$469M	9	7	2	n/a	n/a
2018	Mar 27, 2019	$402M	$384M	7	5	1	n/a	n/a
2017	Mar 19, 2018	$393M	$393M	6	4	0	n/a	n/a
2016	Mar 16, 2017	$378M	$378M	6	4	n/a	n/a	n/a
2015	Mar 24, 2016	$354M	$354M	6	4	n/a	n/a	n/a
2014	Apr 6, 2015	$355M	$355M	8	5	n/a	n/a	n/a
2013	Feb 13, 2014	$356M	$356M	8	5	n/a	n/a	n/a
2012	Mar 7, 2013	$332M	$332M	8	5	n/a	n/a	n/a
2011	Feb 6, 2012	$795M	$795M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$712M	$657M	8.4%	$541M	9.6%	12	12	4	4

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SIERRA FINANCIAL MANAGEMENT CORPORATION	2	Apr 14, 2020	Nov 5, 2019	WELLESLEY, MA	Team lift out	Other	100.0%

Relationships

Registered with (8)

← MATTHEW MICHAEL DELDUCHETTOAdvisorregistration: current employment
Apr 26, 2021 to presentfactForm ADV
← DAVID NEAL LEGGETTAdvisorregistration: current employment
Nov 5, 2019 to presentfactForm ADV
← KIMBERLY LOUREE LEGGETTAdvisorregistration: current employment
Nov 5, 2019 to presentfactForm ADV
← BRENDAN CHARLES HERLIHYAdvisorregistration: current employment
Mar 5, 2019 to presentfactForm ADV
← MARC HAMILTON OHLERAdvisorregistration: current employment
Nov 29, 2004 to presentfactForm ADV
← MICHAEL WILLIAM DELDUCHETTOAdvisorregistration: current employment
May 29, 2003 to presentfactForm ADV
← WAYNE DONALD WETZELAdvisorregistration: current employment
Apr 14, 1994 to presentfactForm ADV
← JOHN REID INGRAMAdvisorregistration: previous registration
Aug 9, 1998 to Nov 5, 2004factForm ADV

Controls (3)

← BRUNO, ELLEN, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 23, 2022 to Oct 31, 2024factForm ADV
← DELDUCHETTO, MICHAEL, WILLIAMOwnerPRESIDENT AND MANAGING DIRECTOR, ownership code D, individual
Feb 6, 2012 to Oct 31, 2024factForm ADV
← OHLER, MARC, HAMILTONOwnerMANAGING DIRECTOR AND PRINCIPAL, ownership code D, individual
Feb 6, 2012 to Oct 31, 2024factForm ADV

Moved with (1)

← SIERRA FINANCIAL MANAGEMENT CORPORATIONRegistered adviser2 advisors, team lift out, same day
Apr 14, 2020 to Nov 5, 2019factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Nov 23, 2022
Control person joined
Marie Ellen Bruno (Chief Compliance Officer) appeared on Schedule A of Excalibur Management Corp
Form ADVobserved 4 days ago
Occurred
Mar 27, 2019
Control person left
Donald Wayne Wetzel (Managing Director) no longer on Schedule A of Excalibur Management Corp (listed 2019-02-08, absent 2019-03-27)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2019
Control person left
Stewart Thomas Drumm (Managing Director) no longer on Schedule A of Excalibur Management Corp (listed 2019-02-08, absent 2019-03-27)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Mar 30, 2023
Excalibur Management Corp reported 5 offices beyond its principal office, up from 0 (2022-11-23 to 2023-03-30)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a4f8919-17cb-b435-dfad-71c5ac388942
First observed: Feb 6, 2012
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EXCALIBUR MANAGEMENT CORP

CRD 110836

WALTHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a4f8919-17cb-b435-dfad-71c5ac388942

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WAYNE DONALD WETZEL

n/a

SOUTH HADLEY, MA | WALTHAM, MA

n/a

MICHAEL WILLIAM DELDUCHETTO

n/a

WALTHAM, MA

n/a

MARC HAMILTON OHLER

Chartered Financial Analyst

WALTHAM, MA

n/a

BRENDAN CHARLES HERLIHY

Certified Financial Planner

HOLDEN, MA | WALTHAM, MA

DAVID NEAL LEGGETT

n/a

WELLESLEY, MA | WALTHAM, MA

KIMBERLY LOUREE LEGGETT

Personal Financial Specialist

WALTHAM, MA | WELLESLEY, MA

MATTHEW MICHAEL DELDUCHETTO

n/a

WILMETTE, IL | WALTHAM, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRUNO, ELLEN, MARIE

CHIEF COMPLIANCE OFFICER

yes

11/2022

Nov 23, 2022

Oct 31, 2024

DELDUCHETTO, MICHAEL, WILLIAM

PRESIDENT AND MANAGING DIRECTOR

yes

04/2015

Feb 6, 2012

Oct 31, 2024

OHLER, MARC, HAMILTON

MANAGING DIRECTOR AND PRINCIPAL

yes

08/2015

Feb 6, 2012

Oct 31, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DAVID NEAL LEGGETT

n/a

ELLEN MARIE BRUNO

n/a

KIMBERLY LOUREE LEGGETT

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$712M

$707M

n/a

2024

Mar 24, 2025

$657M

$648M

n/a

2023

Mar 26, 2024

$606M

$601M

n/a

2022

Mar 30, 2023

$541M

$534M

n/a

2021

Mar 28, 2022

$572M

$562M

n/a

2020

Mar 19, 2021

$519M

$506M

n/a

2019

Mar 30, 2020

$485M

$469M

n/a

2018

Mar 27, 2019

$402M

$384M

n/a

2017

Mar 19, 2018

$393M

n/a

2016

Mar 16, 2017

$378M

n/a

2015

Mar 24, 2016

$354M

n/a

2014

Apr 6, 2015

$355M

n/a

2013

Feb 13, 2014

$356M

n/a

2012

Mar 7, 2013

$332M

n/a

2011

Feb 6, 2012

$795M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$712M

$657M

8.4%

$541M

9.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SIERRA FINANCIAL MANAGEMENT CORPORATION

Apr 14, 2020

Nov 5, 2019

WELLESLEY, MA

Team lift out

Other

100.0%