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C•••••••• J•••• O•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

C•••••••• J•••• O•••••••••

Advisor at I•••••• A••••••• L••

OAKMONT, PA | Basalt, CO

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Search this name across graphsid dfx:ria:8a529437-cfeb-babd-3c87-c80b22e3bb97

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 28, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• A••••••• L••	Independent wealth	Oct 31, 2019	n/a	yes	Basalt, CO\|OAKMONT, PA	Current employment
B•••• A••••••• S•••••••• L••	Mixed wealth	Sep 17, 2019	Nov 1, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• A••••••• S•••••••• L••	I•••••• A••••••• L••	Nov 1, 2019	Oct 31, 2019	-1	Firm change	RIA to RIA
S••••••• W••••• M••••••••• L••	B•••• A••••••• S•••••••• L••	Jul 24, 2013

Relationships

Registered with (3)

→ I•••••• A••••••• L••Registered adviserregistration: current employment
Oct 31, 2019 to presentfactForm ADV
→ B•••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 17, 2019 to Nov 1, 2019factForm ADV
→ S••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 28, 2013 to Jul 24, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a529437-cfeb-babd-3c87-c80b22e3bb97
First observed: Jun 28, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.