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Advisor at OXBOW ADVISORS, LLC
Houston, TX | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OXBOW ADVISORS, LLC | Independent wealth | Mar 17, 2015 | n/a | yes | AUSTIN, TX|Houston, TX | Current employment |
| KING INVESTMENT ADVISORS, INC. | Former SEC adviser | Jul 20, 2007 | Nov 12, 2015 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KING INVESTMENT ADVISORS, INC. | OXBOW ADVISORS, LLC | Nov 12, 2015 | Mar 17, 2015 | -240 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108198:156393:TX:2015-11-12 | Nov 12, 2015 | Mar 17, 2015 | HOUSTON, TX | Firm change after gap |