DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EVERGREEN INVESTING, LLC
CASTLE PINES, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EVERGREEN INVESTING, LLC | State registered | Feb 14, 2019 | n/a | yes | CASTLE PINES, CO | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | May 13, 2009 | no | SAINT PETERSBURG, FL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | May 23, 2005 | Jan 2, 2009 | no | GOLDEN, CO|GOLDEN, CO | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Oct 14, 2003 | Apr 6, 2005 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | EVERGREEN INVESTING, LLC | May 13, 2009 | Feb 14, 2019 | 3,564 | Firm change after gap | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |
| EQUITABLE ADVISORS, LLC | RAYMOND JAMES FINANCIAL SERVICES, INC. | Apr 6, 2005 | May 23, 2005 | 47 | Firm change | Other |