This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

institutional managerderivedprivate_client_share=0.04 fund_share=0.0 institutional_share=0.96 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$422MItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$15.3M

Private client RAUM

$15.2MderivedItem 5.D individuals plus high net worth individuals

Private client share

4%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$211Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

3

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

56

Individual clients

23

High net worth clients

3

SEC number

801-68762

CRD

141625

Filings on the tape

26

First filed

Mar 7, 2012

Latest filed

Mar 23, 2026

Organised

Limited Liability Company, SC

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8a6c7448-e8cc-d4e1-d878-932665c67cb2

First observed

Mar 7, 2012

Last observed

Mar 23, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.