DFX Intelligence

J••• M• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

J••• M• F••••••

Advisor at A•••••••• I••••••••• S••••••• C••

Fisherville, KY | LOUISVILLE, KY

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Search this name across graphsid dfx:ria:8a6fae86-ed28-87d7-ca2e-d74534b85762

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 23, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• I••••••••• S••••••• C••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 10, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• I••••••••• S••••••• C••	Independent wealth	Aug 6, 2012	n/a	yes	LOUISVILLE, KY\|LOUISVILLE, KY\|Fisherville, KY	Current employment
M••••• S•••••• • C•• L••	n/a	Apr 2, 2007	May 11, 2009	no	LOUISVILLE, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S•••••• • C•• L••	A•••••••• I••••••••• S••••••• C••	May 11, 2009	Aug 6, 2012	1,183	Firm change after gap	Other
M••••• S•••••• D• I•••	M••••• S•••••• • C•• L••	Apr 2, 2007	Apr 2, 2007

Relationships

Registered with (3)

→ A•••••••• I••••••••• S••••••• C••Registered adviserregistration: current employment
Aug 6, 2012 to presentfactForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Apr 2, 2007 to May 11, 2009factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Sep 23, 1999 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a6fae86-ed28-87d7-ca2e-d74534b85762
First observed: Sep 23, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.