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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)35 years in industry

JEFFREY ALAN CARBONE

Advisor at CORNERSTONE WEALTH

Huntersville, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a818416-e582-3b4c-84b1-bf06601a18e1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORNERSTONE WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Aug 7, 1991
First registration: Dec 31, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2104647

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CORNERSTONE WEALTH	Independent wealth	Jan 3, 2018	n/a	yes	Huntersville, NC	Current employment
CORNERSTONE WEALTH	Former SEC adviser	Jul 20, 2011	Dec 31, 2017	no	HUNTERSVILLE, NC\|CORNELIUS, NC	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 18, 2003	Jul 20, 2011	no	CORNELIUS, NC	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Dec 31, 2001	Nov 19, 2003	no	HUNTERSVILLE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CORNERSTONE WEALTH	CORNERSTONE WEALTH	Dec 31, 2017	Jan 3, 2018	3	Channel change	Other
SECURITIES AMERICA ADVISORS, INC.	CORNERSTONE WEALTH	Jul 20, 2011	Jul 20, 2011	0	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	SECURITIES AMERICA ADVISORS, INC.	Nov 19, 2003	Nov 18, 2003	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
157935:289971:NC:2017-12-31	Dec 31, 2017	Jan 3, 2018	CORNELIUS, NC	Firm change

Relationships

Registered with (4)

→ CORNERSTONE WEALTHRegistered adviserregistration: current employment
Jan 3, 2018 to presentfactForm ADV
→ CORNERSTONE WEALTHRegistered adviserregistration: previous registration
Jul 20, 2011 to Dec 31, 2017factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 18, 2003 to Jul 20, 2011factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 31, 2001 to Nov 19, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a818416-e582-3b4c-84b1-bf06601a18e1
First observed: Dec 31, 2001
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JEFFREY ALAN CARBONE

Advisor at CORNERSTONE WEALTH

Huntersville, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a818416-e582-3b4c-84b1-bf06601a18e1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:35 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CORNERSTONE WEALTH

Independent wealth

Jan 3, 2018

n/a

yes

Huntersville, NC

Current employment

CORNERSTONE WEALTH

Former SEC adviser

Jul 20, 2011

Dec 31, 2017

HUNTERSVILLE, NC|CORNELIUS, NC

Previous registration

SECURITIES AMERICA ADVISORS, INC.

Former SEC adviser

Nov 18, 2003

Jul 20, 2011

CORNELIUS, NC

Previous registration

RAYMOND JAMES FINANCIAL SERVICES, INC.

n/a

Dec 31, 2001

Nov 19, 2003

HUNTERSVILLE, NC

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CORNERSTONE WEALTH

Dec 31, 2017

Jan 3, 2018

Channel change

Other

SECURITIES AMERICA ADVISORS, INC.

CORNERSTONE WEALTH

Jul 20, 2011

Firm change

Other

RAYMOND JAMES FINANCIAL SERVICES, INC.

SECURITIES AMERICA ADVISORS, INC.

Nov 19, 2003

Nov 18, 2003

-1

Firm change

Other

Team

Left

Joined

From

Kind

157935:289971:NC:2017-12-31

Dec 31, 2017

Jan 3, 2018

CORNELIUS, NC

Firm change