DFX Intelligence

W•••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

W•••• A•••• M••••••••• L••

CRD 151508

NEW YORK, NY

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Search this name across graphsid dfx:ria:8a92a53b-708a-ee85-ab93-f49618b61db1

Data as of May 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 6
On other graphs: 2
Observed: Mar 30, 2012 to May 4, 2026
34 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

W•••• A•••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

W•••• A•••• M••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.33 fund_share=0.3 institutional_share=0.27 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $781M••• Locked
Discretionary RAUM: $781M
Private client RAUM: $261Mderived••• Locked
Private client share: 33%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $781Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••• H•••• R•••••	n/a	NEW YORK, NY	12	34	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W•••• P••••••• I••••••• L•	Private Equity Fund	$220M	May 4, 2026	69	Mar 27, 2013	reported	021-220015
W•••• P••••••• I••••••• I• L•	Private Equity Fund	$169M	May 4, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• J•••• T•••••	Member	Na	yes	10/2005	Mar 30, 2012	Apr 26, 2024
D••••• D•••••• D••	MANAGING MEMBER	C	yes	10/2005	Mar 30, 2012	Apr 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J••• T••••• A•••••••	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$781M	$746M	4.7%	$541M	13.0%	16	16	0	0

Relationships

Advises (12)

→ W•••• P••••••• I••••••• I•• L•Private fundPrivate Equity Fund, IA
Jan 24, 2024 to presentfactForm ADV
→ W•••• P••••••• I••••••••• L••Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ T•• F••••• F••• •••••••• L•Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ T•• L••Private fund

Dated events

Occurred
May 4, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$83.2M
Occurred
May 4, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$17.9M
Occurred
May 4, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$1.8M
Occurred
Mar 29, 2022

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a92a53b-708a-ee85-ab93-f49618b61db1
First observed: Mar 30, 2012
Last observed: May 4, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.