DFX Intelligence

K•••••••• R••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

K•••••••• R••• H••••••

Advisor at M••••• S••••••

Baltimore, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a94b9b5-1d36-89f8-a2fb-fc351d072af1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 22, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Oct 12, 2017	n/a	yes	Baltimore, MD	Current employment
F•••••• I•••••••• C••••	Former SEC adviser	Feb 22, 2017	Dec 31, 2020	no	BROOKFIELD, WI\|ANNAPOLIS, MD\|BROOKFIELD, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••• I•••••••• C••••	M••••• S••••••	Dec 31, 2020	Oct 12, 2017	-1,176	Firm change after gap	Other

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: current employment
Oct 12, 2017 to presentfactForm ADV
→ F•••••• I•••••••• C••••Registered adviserregistration: previous registration
Feb 22, 2017 to Dec 31, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a94b9b5-1d36-89f8-a2fb-fc351d072af1
First observed: Feb 22, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.