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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

Bryan Todd Smith

Advisor at EMPOWER ADVISORY GROUP, LLC

GREENWOOD VILLAGE, CO | Santo, TX

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Search this name across graphsid dfx:ria:8a958710-29c3-09ff-c03f-193d71ca4d54

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 25, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 6, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jul 6, 1994
First registration: Mar 25, 2002
Dual registered: yes, broker-dealer
Other names: Todd Smith|Bryan T Smith|Bryan Smith
IAPD individual key: 2502953

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Sep 18, 2025	n/a	yes	Santo, TX\|GREENWOOD VILLAGE, CO	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 28, 2018	Nov 19, 2024	no	Austin, TX\|Westlake, TX\|Fort Worth, TX\|Westlake, TX\|Santo, TX\|WESTLAKE, TX	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Aug 1, 2008	Jun 27, 2018	no	GREENWOOD VILLAGE, CO\|WESTLAKE, TX\|WESTLAKE, TX\|GREENWOOD VILLAGE, CO	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 22, 2004	Nov 1, 2005	no	FT. WORTH, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Mar 25, 2002	Oct 25, 2004	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	EMPOWER ADVISORY GROUP, LLC	Nov 19, 2024	Sep 18, 2025	303	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	CHARLES SCHWAB & CO., INC.	Jun 27, 2018	Sep 28, 2018	93	Firm change	Ibd to ibd
BANC OF AMERICA INVESTMENT SERVICES, INC.	STRATEGIC ADVISERS LLC	Nov 1, 2005	Aug 1, 2008	1,004	Firm change after gap	Other
CHASE INVESTMENT SERVICES CORP.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 25, 2004	Oct 22, 2004	-3	Firm change	Other

Relationships

Registered with (5)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Sep 18, 2025 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 28, 2018 to Nov 19, 2024factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Aug 1, 2008 to Jun 27, 2018factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 22, 2004 to Nov 1, 2005factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Mar 25, 2002 to Oct 25, 2004factForm ADV

Dated events

Occurred
Nov 19, 2024
Advisor changed firm
Bryan Todd Smith left Charles Schwab & Co., Inc. for Empower Advisory Group, Llc (registered 2025-09-18)
Form ADVobserved 4 days ago