DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at J.P. MORGAN SECURITIES LLC
Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 7, 2022 | n/a | yes | Houston, TX | Current employment |
| TECTONIC ADVISORS LLC | Independent wealth | Jan 14, 2020 | Mar 18, 2022 | no | FRISCO, TX | Previous registration |
| SANDERS MORRIS LLC | Independent wealth | Jan 14, 2020 | Mar 18, 2022 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TECTONIC ADVISORS LLC | SANDERS MORRIS LLC | Mar 18, 2022 | Jan 14, 2020 | -794 | Firm change after gap | RIA to RIA |
| SANDERS MORRIS LLC | J.P. MORGAN SECURITIES LLC | Mar 18, 2022 | Apr 7, 2022 | 20 | Firm change | RIA to wirehouse |