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B•••• L•• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

B•••• L•• H••••••

Advisor at F••••• W••••• P•••••••• L••

MATTHEWS, NC

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Search this name across graphsid dfx:ria:8a9bd6c6-c3b3-abed-60f5-768407944981

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• W••••• P•••••••• L••	I•••••••••_WEALTH	Jan 24, 2022	n/a	yes	MATTHEWS, NC	Current employment
I••••••••• A•••••• A•••••••• L••	I•••••••••_WEALTH	Nov 6, 2020	Jan 26, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A•••••• A•••••••• L••	F••••• W••••• P•••••••• L••	Jan 26, 2022	Jan 24, 2022	-2	Firm change	RIA to new firm
A••••• A•• P••••••• S•••••••	I••••••••• A•••••• A•••••••• L••	Oct 27, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
168267:317764:NC:2022-01-26	Jan 26, 2022	Jan 24, 2022	MATTHEWS, NC	Firm change

Relationships

Registered with (3)

→ F••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Jan 24, 2022 to presentfactForm ADV
→ I••••••••• A•••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 6, 2020 to Jan 26, 2022factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Mar 22, 2016 to Oct 27, 2020factForm ADV

Dated events

Occurred
Jan 26, 2022
A•••••• firm change
B•••• L•• H•••••• left I••••••••• A•••••• A•••••••• L•• for F••••• W••••• P•••••••• L•• (registered 2022-01-24)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a9bd6c6-c3b3-abed-60f5-768407944981
First observed: Mar 22, 2016
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.