DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EDWARD JONES
QUINCY, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Apr 26, 2013 | n/a | yes | QUINCY, WA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Apr 15, 2013 | no | EAST WENATCHEE, WA|EPHRATA, WA|MOSES LAKE, WA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jan 13, 2011 | Oct 1, 2012 | no | KENNEWICK, WA|EPHRATA, WA|EAST WENATCHEE, WA|MOSES LAKE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | EDWARD JONES | Apr 15, 2013 | Apr 26, 2013 | 11 | Firm change | Wirehouse to ibd |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |