DFX Intelligence

C••••• R••••• E••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

C••••• R••••• E••••••••

Advisor at R••••••••• W••••• L••

OAK BROOK, IL | OAKBROOK, IL

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Search this name across graphsid dfx:ria:8aa019cd-354a-6347-643e-303c4836ed4c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Oct 30, 2015 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

C••••• R••••• E••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• F•••••••• P•••••••• L••	No RAUM reported	Jun 22, 2026	n/a	yes	OAK BROOK, IL	Current employment
R••••••••• W••••• L••	Independent wealth	Oct 30, 2015	n/a	yes	OAKBROOK, IL	Current employment

Relationships

Registered with (2)

→ R••••••••• F•••••••• P•••••••• L••Registered adviserregistration: current employment
Jun 22, 2026 to presentfactForm ADV
→ R••••••••• W••••• L••Registered adviserregistration: previous registration
Oct 30, 2015 to Dec 31, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8aa019cd-354a-6347-643e-303c4836ed4c
First observed: Oct 30, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.