DFX Intelligence

K•••••••• K••••••••• V•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner41 years in industry

K•••••••• K••••••••• V•••••••

Advisor at M• F•••••••• A••••••• • V••••••• F••••••••

••• Locked

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Search this name across graphsid dfx:ria:8aa958ab-0fc4-eeba-fdac-3e5a489ab07d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M• F•••••••• A••••••• • V••••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 16, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M• F•••••••• A••••••• • V••••••• F••••••••	Independent wealth	Jan 9, 2015	n/a	yes	SURPRISE, AZ\|CHANHASSEN, MN\|JAMESTOWN, RI	Current employment
M• F•••••••• A••••••• • V••••••• F••••••••	Independent wealth	Sep 25, 2013	Dec 31, 2014	no	CHANHASSEN, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	M• F•••••••• A••••••• • V••••••• F••••••••	Oct 22, 2013	Sep 25, 2013	-27	Firm change	Other
L••••• F•••••••• G••••• L••	C••••• A••••••• L••	Mar 31, 2011	Jan 29, 2013

Relationships

Registered with (5)

→ M• F•••••••• A••••••• • V••••••• F••••••••Registered adviserregistration: previous registration
Sep 25, 2013 to Dec 31, 2014factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jan 29, 2013 to Oct 22, 2013factForm ADV
→ L••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Oct 4, 2010 to Mar 31, 2011factForm ADV
→ F•••••••• A••••••• G•••• L•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8aa958ab-0fc4-eeba-fdac-3e5a489ab07d
First observed: Jan 22, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.