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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Aug 17, 2017 | n/a | yes | NEW ORLEANS, LA | Current employment |
| FBT ADVISORS, INC. | n/a | Dec 18, 2008 | Oct 3, 2017 | no | NEW ORLEANS, LA | Previous registration |
| FBT ADVISORS, INC. | n/a | Sep 18, 2002 | Dec 31, 2002 | no | NEW ORLEANS, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FBT ADVISORS, INC. | RAYMOND JAMES & ASSOCIATES, INC. | Oct 3, 2017 | Aug 17, 2017 | -47 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112690:705:LA:2017-09-25 | Oct 3, 2017 | Aug 17, 2017 | NEW ORLEANS, LA | Firm change after gap |