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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

Dan Wakin

Advisor at LPL FINANCIAL LLC

FORT WORTH, TX | BURLESON, TX | GRANBURY, TX | WEATHERFORD, TX | FT WORTH, TX

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Search this name across graphsid dfx:ria:8aaa6c55-aa3e-686c-6348-c0ca61feea1e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 10, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 11, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S65|S63
First exam: May 11, 1983
First registration: Jan 10, 2005
Dual registered: yes, broker-dealer
Other names: DAN WAKIN|Danny Joe Wakin|Danny Wakin
IAPD individual key: 1122217

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 15, 2025	n/a	yes	FT WORTH, TX\|WEATHERFORD, TX\|BURLESON, TX\|FORT WORTH, TX\|GRANBURY, TX	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Feb 4, 2025	May 15, 2025	no	Weatherford, TX	Previous registration
INCOME ADVISORS, LLC	n/a	Jul 16, 2024	Dec 31, 2024	no	ALEDO, TX	Previous registration
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	May 30, 2012	Jul 20, 2022	no	BURLESON, TX	Previous registration
BROYHILL ASSET MANAGEMENT, LLC	Mixed wealth	Aug 27, 2008	Mar 8, 2012	no	LENOIR, NC	Previous registration
BROYHILL ASSET MANAGEMENT, LLC	Mixed wealth	Jan 10, 2005	Dec 31, 2006	no	LENOIR, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	May 15, 2025	May 15, 2025	0	Bulk transfer	Ibd to ibd
INCOME ADVISORS, LLC	CUSO FINANCIAL SERVICES, L.P.	Dec 31, 2024	Feb 4, 2025	35	Firm change	Other
ALLSTATE FINANCIAL ADVISORS, LLC	INCOME ADVISORS, LLC	Jul 20, 2022	Jul 16, 2024	727	Firm change after gap	Other
BROYHILL ASSET MANAGEMENT, LLC	ALLSTATE FINANCIAL ADVISORS, LLC	Mar 8, 2012	May 30, 2012	83	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 15, 2025 to presentfactForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Feb 4, 2025 to May 15, 2025factForm ADV
→ INCOME ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 16, 2024 to Dec 31, 2024factForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
May 30, 2012 to Jul 20, 2022factForm ADV
→ BROYHILL ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 27, 2008 to Mar 8, 2012factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Dan Wakin left Income Advisors, Llc for Cuso Financial Services, L.P. (registered 2025-02-04)
Form ADVobserved 4 days ago
Occurred
Jul 20, 2022
Advisor changed firm
Dan Wakin left Allstate Financial Advisors, Llc for Income Advisors, Llc (registered 2024-07-16)
Form ADVobserved 4 days ago