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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

HTG INVESTMENT ADVISORS INC

CRD 108614

NEW CANAAN, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8aac6db1-8c7e-c51d-05fa-bba83019a698

Data as of Jul 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 3
On other graphs: 0
Observed: Mar 22, 2012 to Jul 2, 2026
51 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-07-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $92.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 12
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,446
Individual clients: 129
High net worth clients: 248
Custody, client assets: $467M
SEC number: 801-55553
CRD: 108614
Filings on the tape: 51
First filed: Mar 22, 2012
Latest filed: Jul 2, 2026
Organised: Corporation, DE
Website: htgadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBIN ANN SHERWOOD	Certified Financial Planner	NEW CANAAN, CT	20	32	1	no
JENNIFER H. HUNT	Certified Financial Planner	NEW CANAAN, CT	19	20	n/a	no
AMY GLASS SHEINBERG	n/a	NEW CANAAN, CT	18	21	n/a	no
KERRY BRIDGET CONNELL	Certified Financial Planner	NEW CANAAN, CT	12	12	n/a	no
ALLISON PYKETT DONALDSON	Certified Financial Planner	NEW CANAAN, CT	12	33	n/a	no
ALEXANDER GREGORY ZAHAROFF	Chartered Financial Analyst	NEW CANAAN, CT	12	17	3	no
SHANNON ROSE VIZZA	n/a	New Canaan, CT	8	31	n/a	no
SONYA S ZIOLKOWSKI	n/a	NEW CANAAN, CT \| Lakewood, CO	4	14	n/a	no
JOSEPH WILKINS DONALDSON	n/a	NEW CANAAN, CT	4	29	1	no
Jeannie Marie Rubsam	n/a	NEW CANAAN, CT	2	14	n/a	no
Travis Lee Hood	Personal Financial Specialist	NEW CANAAN, CT	1	12	n/a	no
ELISABETH LYNN PODHASKIE	n/a	DENVER, CO \| NEW CANAAN, CT	0	14	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SHERWOOD, JEFFREY, KIRK	BOARD MEMBER	Na	yes	08/2019	Jul 2, 2026	Jul 2, 2026
SHERWOOD, ROBIN, ANN	CHAIRMAN AND CHIEF COMPLIANCE OFFICER	C	yes	07/2006	Jul 2, 2026	Jul 2, 2026
ZAHAROFF, ALEXANDER, GREGORY	CHIEF EXECUTIVE OFFICER & PRESIDENT	C	yes	12/2015	Jul 2, 2026	Jul 2, 2026
CONNELL, KERRY, BRIDGET	EXECUTIVE VICE PRESIDENT & SECRETARY	B	no	08/2017	Jul 2, 2026	Jul 2, 2026
DONALDSON, ALLISON, PYKETT	EXECUTIVE VICE PRESIDENT	B	no	12/2022	Jul 2, 2026	Jul 2, 2026
ZIOLKOWSKI, SONYA, S	Advisor	A	no	01/2026	Jul 2, 2026	Jul 2, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 21, 2026	$1.1B	$1.1B	12	11	0	n/a	n/a
2024	Feb 24, 2025	$969M	$969M	14	13	0	n/a	n/a
2023	Feb 26, 2024	$860M	$860M	13	12	0	n/a	n/a
2022	Jan 31, 2023	$719M	$719M	13	12	0	n/a	n/a
2021	Mar 15, 2022	$815M	$815M	14	12	0	n/a	n/a
2020	Mar 13, 2021	$717M	$717M	12	11	0	n/a	n/a
2019	Mar 27, 2020	$642M	$642M	12	11	0	n/a	n/a
2018	Mar 18, 2019	$542M	$542M	12	10	0	n/a	n/a
2017	Mar 16, 2018	$548M	$548M	13	11	1	n/a	n/a
2016	Mar 13, 2017	$479M	$479M	12	11	n/a	n/a	n/a
2015	Mar 9, 2016	$436M	$436M	12	11	n/a	n/a	n/a
2014	Mar 12, 2015	$440M	$440M	12	11	n/a	n/a	n/a
2013	Mar 19, 2014	$397M	$397M	10	8	n/a	n/a	n/a
2012	Mar 1, 2013	$338M	$338M	9	6	n/a	n/a	n/a
2011	Mar 22, 2012	$297M	$297M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	8.3%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$969M	15.0%	$719M	15.7%	13	14	0	0

Relationships

Registered with (13)

← ELISABETH LYNN PODHASKIEAdvisorregistration: current employment
Jun 22, 2026 to presentfactForm ADV
← Travis Lee HoodAdvisorregistration: current employment
Jul 1, 2025 to presentfactForm ADV
← Jeannie Marie RubsamAdvisorregistration: current employment
Jun 5, 2024 to presentfactForm ADV
← JOSEPH WILKINS DONALDSONAdvisorregistration: current employment
Aug 17, 2022 to presentfactForm ADV
← SONYA S ZIOLKOWSKIAdvisorregistration: current employment
Oct 1, 2021 to presentfactForm ADV
← SHANNON ROSE VIZZAAdvisorregistration: current employment
Jun 1, 2018 to presentfactForm ADV
← ALEXANDER GREGORY ZAHAROFFAdvisorregistration: current employment
May 20, 2014 to presentfactForm ADV
← ALLISON PYKETT DONALDSONAdvisorregistration: current employment
Mar 28, 2014 to presentfactForm ADV
← KERRY BRIDGET CONNELLAdvisorregistration: current employment
Mar 17, 2014 to presentfactForm ADV
← AMY GLASS SHEINBERGAdvisorregistration: current employment
Nov 9, 2007 to presentfactForm ADV
← JENNIFER H. HUNTAdvisorregistration: current employment
Jan 3, 2007 to presentfactForm ADV
← ROBIN ANN SHERWOODAdvisorregistration: current employment
Oct 7, 2005 to presentfactForm ADV
← BIANCA J SCHUMANAdvisorregistration: previous registration
Jul 26, 2021 to Apr 17, 2026factForm ADV

Owns (2)

← DONALDSON, ALLISON, PYKETTOwnerADVISOR, ownership code B, individual
Jan 31, 2023 to Mar 14, 2024factForm ADV
← CONNELL, KERRY, BRIDGETOwnerSECRETARY, ownership code B, individual
Mar 16, 2018 to Mar 14, 2024factForm ADV

Controls (3)

← ZAHAROFF, ALEXANDER, GREGORYOwnerEXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY, ownership code C, individual
Mar 9, 2016 to Mar 14, 2024factForm ADV
← SHERWOOD, ROBIN, ANNOwnerCHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 22, 2012 to Mar 14, 2024factForm ADV
← SHERWOOD, JEFFREY, KIRKOwnerBOARD MEMBER, ownership code NA, individual
Mar 13, 2021 to Mar 14, 2024factForm ADV

Dated events

Occurred
Apr 17, 2026
Advisor changed firm
Bianca J Schuman left Htg Investment Advisors Inc for Trivium Point Advisory, Llc (registered 2026-05-12)
Form ADVobserved 4 days ago
Occurred
Mar 13, 2021
Control person joined
Kirk Jeffrey Sherwood (Board Member) appeared on Schedule A of Htg Investment Advisors Inc
Form ADVobserved 4 days ago
Occurred
Mar 18, 2019
Control person left
Thomas Harmon Gnuse (Chairman, Member) no longer on Schedule A of Htg Investment Advisors Inc (listed 2018-11-13, absent 2019-03-18)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8aac6db1-8c7e-c51d-05fa-bba83019a698
First observed: Mar 22, 2012
Last observed: Jul 2, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HTG INVESTMENT ADVISORS INC

CRD 108614

NEW CANAAN, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8aac6db1-8c7e-c51d-05fa-bba83019a698

Data as of Jul 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:37 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBIN ANN SHERWOOD

Certified Financial Planner

NEW CANAAN, CT

JENNIFER H. HUNT

Certified Financial Planner

NEW CANAAN, CT

n/a

AMY GLASS SHEINBERG

n/a

NEW CANAAN, CT

n/a

KERRY BRIDGET CONNELL

Certified Financial Planner

NEW CANAAN, CT

n/a

ALLISON PYKETT DONALDSON

Certified Financial Planner

NEW CANAAN, CT

n/a

ALEXANDER GREGORY ZAHAROFF

Chartered Financial Analyst

NEW CANAAN, CT

SHANNON ROSE VIZZA

n/a

New Canaan, CT

n/a

SONYA S ZIOLKOWSKI

n/a

NEW CANAAN, CT | Lakewood, CO

n/a

JOSEPH WILKINS DONALDSON

n/a

NEW CANAAN, CT

Jeannie Marie Rubsam

n/a

NEW CANAAN, CT

n/a

Travis Lee Hood

Personal Financial Specialist

NEW CANAAN, CT

n/a

ELISABETH LYNN PODHASKIE

n/a

DENVER, CO | NEW CANAAN, CT

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SHERWOOD, JEFFREY, KIRK

BOARD MEMBER

yes

08/2019

Jul 2, 2026

SHERWOOD, ROBIN, ANN

CHAIRMAN AND CHIEF COMPLIANCE OFFICER

yes

07/2006

Jul 2, 2026

ZAHAROFF, ALEXANDER, GREGORY

CHIEF EXECUTIVE OFFICER & PRESIDENT

yes

12/2015

Jul 2, 2026

CONNELL, KERRY, BRIDGET

EXECUTIVE VICE PRESIDENT & SECRETARY

08/2017

Jul 2, 2026

DONALDSON, ALLISON, PYKETT

EXECUTIVE VICE PRESIDENT

12/2022

Jul 2, 2026

ZIOLKOWSKI, SONYA, S

Advisor

01/2026

Jul 2, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 21, 2026

$1.1B

n/a

2024

Feb 24, 2025

$969M

n/a

2023

Feb 26, 2024

$860M

n/a

2022

Jan 31, 2023

$719M

n/a

2021

Mar 15, 2022

$815M

n/a

2020

Mar 13, 2021

$717M

n/a

2019

Mar 27, 2020

$642M

n/a

2018

Mar 18, 2019

$542M

n/a

2017

Mar 16, 2018

$548M

n/a

2016

Mar 13, 2017

$479M

n/a

2015

Mar 9, 2016

$436M

n/a

2014

Mar 12, 2015

$440M

n/a

2013

Mar 19, 2014

$397M

n/a

2012

Mar 1, 2013

$338M

n/a

2011

Mar 22, 2012

$297M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

8.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$969M

15.0%

$719M

15.7%