This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 18, 1997earliest registration or exam on IAPD

Years in industry

29derivedfrom the industry start date

Years at current firm

16derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Jul 18, 1997

First registration

May 9, 2000

Dual registered

yes, broker-dealer

Other names

LUCILLE HOWLAND|LUCILLE ANN CASAVANT

IAPD individual key

1104457

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8ab561a4-e051-b4e1-2359-5c920b1e3075

First observed

May 9, 2000

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.