DFX Intelligence

W••••• H•••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

W••••• H•••••• A••••

Advisor at N•••••••• P••••••• A••••••••• I•••

BEDFORD, NH

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Search this name across graphsid dfx:ria:8abb2b22-2258-13a1-2fd9-7b29bba1a88e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• P••••••• A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 28, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• P••••••• A••••••••• I•••	Independent wealth	Jan 13, 2010	n/a	yes	BEDFORD, NH	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 20, 2004	n/a	yes	BEDFORD, NH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W• G••••••• S••••••••• I•••	L•• F•••••••• L••	Jun 17, 2004	May 20, 2004	-28	Firm change	Other

Relationships

Registered with (3)

→ N•••••••• P••••••• A••••••••• I•••Registered adviserregistration: current employment
Jan 13, 2010 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
May 20, 2004 to presentfactForm ADV
→ W• G••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2003 to Jun 17, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8abb2b22-2258-13a1-2fd9-7b29bba1a88e
First observed: Jan 2, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.