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RIA / WealthAdvisorCertified Financial Planner42 years in industry

THOMAS EDMUND CONNORS

Advisor at ISLAND FINANCIAL ADVISORS

TOMS RIVER, NJ

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Search this name across graphsid dfx:ria:8abd63dc-06d5-1c16-0379-4d1df650571a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 1, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ISLAND FINANCIAL ADVISORS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 26, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Apr 26, 1984
First registration: Mar 1, 2011
Dual registered: no
IAPD individual key: 1081185

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ISLAND FINANCIAL ADVISORS	State registered	Jan 29, 2026	n/a	yes	TOMS RIVER, NJ	Current employment
RED OAK CAPITAL MANAGEMENT, INC.	Former SEC adviser	Sep 7, 2018	Dec 1, 2022	no	Toms River, NJ\|OAK BROOK, IL	Previous registration
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Bd affiliated wealth	Jun 17, 2016	Jan 2, 2018	no	TOMS RIVER, NJ\|ORLANDO, FL	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Sep 24, 2012	Mar 11, 2016	no	TOMS RIVER, NJ	Previous registration
ASSET & FINANCIAL PLANNING, LTD	Former SEC adviser	Mar 1, 2011	Jul 19, 2012	no	TOMS RIVER, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RED OAK CAPITAL MANAGEMENT, INC.	ISLAND FINANCIAL ADVISORS	Dec 1, 2022	Jan 29, 2026	1,155	Firm change after gap	RIA to state RIA
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	RED OAK CAPITAL MANAGEMENT, INC.	Jan 2, 2018	Sep 7, 2018	248	Firm change	Other
FIRST ALLIED ADVISORY SERVICES, INC.	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Mar 11, 2016	Jun 17, 2016	98	Firm change	Other
ASSET & FINANCIAL PLANNING, LTD	FIRST ALLIED ADVISORY SERVICES, INC.	Jul 19, 2012	Sep 24, 2012	67	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
137888:144426:NJ:2016-03-11	Mar 11, 2016	Jun 17, 2016	TOMS RIVER, NJ	Firm change

Relationships

Registered with (5)

→ ISLAND FINANCIAL ADVISORSRegistered adviserregistration: current employment
Jan 29, 2026 to presentfactForm ADV
→ RED OAK CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 7, 2018 to Dec 1, 2022factForm ADV
→ INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 17, 2016 to Jan 2, 2018factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 24, 2012 to Mar 11, 2016factForm ADV
→ ASSET & FINANCIAL PLANNING, LTDRegistered adviserregistration: previous registration
Mar 1, 2011 to Jul 19, 2012factForm ADV

Dated events

Occurred
Dec 1, 2022
Advisor changed firm
Thomas Edmund Connors left Red Oak Capital Management, Inc. for Island Financial Advisors (registered 2026-01-29)
Form ADVobserved 6 days ago