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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

MARSHALL TYLER OZANNE

Advisor at PROBITY ADVISORS, INC.

DALLAS, TX

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Search this name across graphsid dfx:ria:8abea286-13eb-c6ac-025f-038862d1a3a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 19, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROBITY ADVISORS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 22, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 22, 2003
First registration: Aug 19, 2004
Dual registered: yes, broker-dealer
Other names: TYLER OZANNE
IAPD individual key: 3266796

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WSA AFFILIATES, LLC	State registered	Oct 4, 2023	n/a	yes	DALLAS, TX	Current employment
PROBITY ADVISORS, INC.	Independent wealth	Oct 4, 2023	n/a	yes	DALLAS, TX	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 3, 2006	Oct 3, 2023	no	DALLAS, TX\|DALLAS, TX	Previous registration
PROBITY ADVISORS, INC.	Independent wealth	Mar 29, 2005	Dec 31, 2005	no	DALLAS, TX	Previous registration
TOWER SQUARE SECURITIES, INC.	Former SEC adviser	Aug 19, 2004	Nov 8, 2004	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	PROBITY ADVISORS, INC.	Oct 3, 2023	Oct 4, 2023	1	Firm change	Ibd to RIA
PROBITY ADVISORS, INC.	WOODBURY FINANCIAL SERVICES, INC.	Dec 31, 2005	Jan 3, 2006	3	Firm change	Other
TOWER SQUARE SECURITIES, INC.	PROBITY ADVISORS, INC.	Nov 8, 2004	Mar 29, 2005	141	Firm change	Other

Relationships

Registered with (4)

→ PROBITY ADVISORS, INC.Registered adviserregistration: previous registration
Mar 29, 2005 to Dec 31, 2005factForm ADV
→ WSA AFFILIATES, LLCRegistered adviserregistration: current employment
Oct 4, 2023 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 3, 2006 to Oct 3, 2023factForm ADV
→ TOWER SQUARE SECURITIES, INC.Registered adviserregistration: previous registration
Aug 19, 2004 to Nov 8, 2004factForm ADV

Dated events

Occurred
Oct 3, 2023
Advisor changed firm
Marshall Tyler Ozanne left Woodbury Financial Services, Inc. for Probity Advisors, Inc. (registered 2023-10-04)
Form ADVobserved 5 days ago