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A••••••••• M•••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

A••••••••• M•••• R•••••

Advisor at C••••• P••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:8ac8527d-23c4-c212-b2c9-b969f6a664ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 28, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Mar 28, 2023	n/a	yes	NEW YORK, NY	Current employment
S•• W•••••	Independent wealth	Aug 28, 2021	Mar 15, 2023	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• W•••••	C••••• P••••••• L••	Mar 15, 2023	Mar 28, 2023	13	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
172832:151559:NY:2023-03-15	Mar 15, 2023	Mar 28, 2023	NEW YORK, NY	Firm change

Relationships

Registered with (2)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Mar 28, 2023 to presentfactForm ADV
→ S•• W•••••Registered adviserregistration: previous registration
Aug 28, 2021 to Mar 15, 2023factForm ADV

Dated events

Occurred
Mar 15, 2023
Advisor changed firm
A••••••••• M•••• R••••• left S•• W••••• for C••••• P••••••• L•• (registered 2023-03-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ac8527d-23c4-c212-b2c9-b969f6a664ab
First observed: Aug 28, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.