DFX Intelligence

D•••• A•••••• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner30 years in industry

D•••• A•••••• E•••••

Advisor at F••••••

Austin, TX | SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8ad179cb-1ce1-7b1a-5b71-f9624c8fd225

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 10, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 16, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Mar 5, 2025	n/a	yes	Austin, TX\|SAN FRANCISCO, CA	Current employment
S••••••• W••••• M••••••••• L••	State registered	May 24, 2018	Sep 22, 2025	no	AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• W••••• M••••••••• L••	F••••••	Sep 22, 2025	Mar 5, 2025	-201	Firm change after gap	Other
A••••• A•• P••••••• S•••••••	S••••••• W••••• M••••••••• L••	Mar 14, 2018	May 24, 2018

Relationships

Registered with (4)

→ F••••••Registered adviserregistration: current employment
Mar 5, 2025 to presentfactForm ADV
→ S••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 24, 2018 to Sep 22, 2025factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Jun 20, 2007 to Mar 14, 2018factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

Occurred
Sep 22, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ad179cb-1ce1-7b1a-5b71-f9624c8fd225
First observed: Jan 10, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.