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T•••••• J••• F•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

T•••••• J••• F•••••••••

Advisor at M•• W••••• A•••••••

FARMINGTON, CT

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Search this name across graphsid dfx:ria:8ad397c6-316b-0386-231b-8abcfa3354bb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 11, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• W••••• A•••••••	Independent wealth	Mar 18, 2021	n/a	yes	FARMINGTON, CT	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 11, 2017	Mar 3, 2021	no	NEW HAVEN, CT\|SOUTHINGTON, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M•• W••••• A•••••••	Mar 3, 2021	Mar 18, 2021	15	Firm change	Ibd to RIA
P•••••••• S••••••••• I•••	L•• F•••••••• L••	Oct 13, 2006	Sep 11, 2017

Relationships

Registered with (3)

→ M•• W••••• A•••••••Registered adviserregistration: current employment
Mar 18, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 11, 2017 to Mar 3, 2021factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 14, 2005 to Oct 13, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ad397c6-316b-0386-231b-8abcfa3354bb
First observed: Nov 14, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.