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Advisor at LPL FINANCIAL LLC
MOORESVILLE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 27, 2009 | n/a | yes | MOORESVILLE, NC | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Dec 31, 2001 | May 29, 2009 | no | CORNELIUS, NC|CORNELIUS, NC|CHARLOTTE, NC|CORNELIUS, NC|CORNELIUS, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | LPL FINANCIAL LLC | May 29, 2009 | May 27, 2009 | -2 | Firm change | Other |