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RIA / WealthAdvisor23 years in industry

DENNIS BRIAN NOSS

Advisor at CAYMAN CAPITAL MANAGEMENT, INC.

SAN RAFAEL, CA

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Search this name across graphsid dfx:ria:8ae1128a-40ff-5520-c1c5-fb7b5c0b8a08

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 15, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAYMAN CAPITAL MANAGEMENT, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63|S66
First exam: Jun 24, 2003
First registration: Aug 15, 2013
Dual registered: no
Other names: DENNIS B NOSS|DENNY NOSS
IAPD individual key: 4792025

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAYMAN CAPITAL MANAGEMENT, INC.	State registered	Jan 11, 2019	n/a	yes	SAN RAFAEL, CA	Current employment
NI ADVISORS	State registered	Jan 5, 2026	Aug 2, 2026	no	MILPITAS, CA\|MILPITAS, CA	Previous registration
PORTSMOUTH FINANCIAL SERVICES	n/a	Sep 23, 2016	Mar 30, 2017	no	San Rafael, CA\|SAN FRANCISCO, CA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Apr 17, 2015	Feb 20, 2016	no	ALVISO, CA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 15, 2013	Jan 24, 2014	no	SAN MATEO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NI ADVISORS	n/a	Aug 2, 2026	n/a	n/a	Departure no registered destination	Departure
PORTSMOUTH FINANCIAL SERVICES	CAYMAN CAPITAL MANAGEMENT, INC.	Mar 30, 2017	Jan 11, 2019	652	Firm change after gap	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	PORTSMOUTH FINANCIAL SERVICES	Feb 20, 2016	Sep 23, 2016	216	Firm change	Other
EQUITABLE ADVISORS, LLC	TRANSAMERICA FINANCIAL ADVISORS, LLC	Jan 24, 2014	Apr 17, 2015	448	Firm change after gap	Other

Relationships

Registered with (5)

→ CAYMAN CAPITAL MANAGEMENT, INC.Registered adviserregistration: current employment
Jan 11, 2019 to presentfactForm ADV
→ NI ADVISORSRegistered adviserregistration: previous registration
Jan 5, 2026 to Aug 2, 2026factForm ADV
→ PORTSMOUTH FINANCIAL SERVICESRegistered adviserregistration: previous registration
Sep 23, 2016 to Mar 30, 2017factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 17, 2015 to Feb 20, 2016factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 15, 2013 to Jan 24, 2014factForm ADV

Dated events

Occurred
Aug 2, 2026
Advisor departed, no destination yet
Dennis Brian Noss no longer registered at Ni Advisors; no later IA registration on IAPD
Form ADVobserved 4 days ago