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Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
KANSAS CITY, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Mar 1, 2023 | n/a | yes | KANSAS CITY, MO | Current employment |
| GRADIENT ADVISORS, LLC | Independent wealth | Nov 5, 2021 | Oct 4, 2022 | no | Phoenix, AZ|ARDEN HILLS, MN | Previous registration |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | Independent wealth | Jun 17, 2021 | Aug 23, 2021 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GRADIENT ADVISORS, LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Oct 4, 2022 | Mar 1, 2023 | 148 | Firm change | Other |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | GRADIENT ADVISORS, LLC | Aug 23, 2021 | Nov 5, 2021 | 74 | Firm change | Other |