M•••••• M•••••

Advisor at S••••• A••••••• I•••

BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8af51b28-206e-f2b3-a0e1-5d34523b7ffd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Feb 22, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 14, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A••••••• I•••	Bd affiliated wealth	Mar 31, 2025	n/a	yes	BIRMINGHAM, AL	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Oct 4, 2024	Mar 26, 2025	no	TRUSSVILLE, AL\|Trussville, AL\|FORT MILL, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	S••••• A••••••• I•••	Mar 26, 2025	Mar 31, 2025	5	Firm change	Other
C•••••••• F•••••••• G•••• A•••••••	L•• E••••••••• L••	Sep 13, 2024	Oct 4, 2024

Relationships

Registered with (4)

→ S••••• A••••••• I•••Registered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Oct 4, 2024 to Mar 26, 2025factForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Apr 28, 2022 to Sep 13, 2024factForm ADV
→ P•• W••••• M•••••••••

Dated events

Occurred
Mar 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8af51b28-206e-f2b3-a0e1-5d34523b7ffd
First observed: Feb 22, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.