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Advisor at CORIENT
Salt Lake City, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Corient | Independent wealth | Jul 16, 2025 | n/a | yes | Salt Lake City, UT | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 30, 2017 | Feb 21, 2024 | no | SALT LAKE CITY, UT|WEST JORDAN, UT | Previous registration |
| ZIONS CAPITAL ADVISORS, INC. | Institutional manager | Mar 23, 2015 | Jul 5, 2017 | no | SALT LAKE CITY, UT|SALT LAKE CITY, UT | Previous registration |
| ZIONS CAPITAL ADVISORS, INC. | Institutional manager | Jun 5, 2013 | Nov 10, 2014 | no | SALT LAKE CITY, UT | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Aug 13, 2012 | Oct 15, 2012 | no | SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Corient | Feb 21, 2024 | Jul 16, 2025 | 511 | Firm change after gap | Ibd to RIA |
| ZIONS CAPITAL ADVISORS, INC. | LPL FINANCIAL LLC | Jul 5, 2017 | Jun 30, 2017 | -5 | Firm change | Other |
| SECURIAN FINANCIAL SERVICES, INC. | ZIONS CAPITAL ADVISORS, INC. | Oct 15, 2012 | Jun 5, 2013 | 233 | Firm change | Other |