DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MORGAN STANLEY
Seattle, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 6, 2014 | n/a | yes | Seattle, WA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 6, 2005 | Jun 6, 2014 | no | BELLEVUE, WA|SEATTLE, WA|BELLEVUE, WA | Previous registration |
| OPPENHEIMER ASSET MANAGEMENT | Bd affiliated wealth | Apr 15, 2003 | Oct 12, 2005 | no | NEW YORK, NY | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Jan 3, 2003 | Apr 15, 2003 | no | BELLEVUE, WA | Previous registration |
| CIBC WORLD MARKETS CORP. | n/a | Oct 18, 1996 | Jan 3, 2003 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | Jun 6, 2014 | Jun 6, 2014 | 0 | Firm change | Wirehouse to wirehouse |
| OPPENHEIMER ASSET MANAGEMENT | J.P. MORGAN SECURITIES LLC | Oct 12, 2005 | Oct 6, 2005 | -6 | Firm change | Other |
| OPPENHEIMER & CO. INC. | OPPENHEIMER ASSET MANAGEMENT | Apr 15, 2003 | Apr 15, 2003 | 0 | Bulk transfer | Other |
| CIBC WORLD MARKETS CORP. | OPPENHEIMER & CO. INC. | Jan 3, 2003 | Jan 3, 2003 | 0 | Bulk transfer | Other |