DFX Intelligence

B••••••• L•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

B••••••• L•••• W•••••

Advisor at C••••• I••••••••• A••••••• L••

EDEN PRAIRIE, MN | MINNETONKA, MN

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Search this name across graphsid dfx:ria:8b09a3b0-f310-8b71-3896-2cc76576de99

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 15, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 20, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• W••••• P•••••••	Independent wealth	Aug 28, 2023	n/a	yes	MINNETONKA, MN	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Aug 23, 2023	n/a	yes	MINNETONKA, MN\|EDEN PRAIRIE, MN	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	C••••• I••••••••• A••••••• L••	Aug 9, 2023	Aug 23, 2023	14	Firm change	Ibd to ibd

Relationships

Registered with (3)

→ A••••••••• W••••• P•••••••Registered adviserregistration: current employment
Aug 28, 2023 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Aug 23, 2023 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 15, 2014 to Aug 9, 2023factForm ADV

Dated events

Occurred
Aug 9, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b09a3b0-f310-8b71-3896-2cc76576de99
First observed: Oct 15, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.