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Advisor at LYONS CAPITAL GROUP
SHREVEPORT, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LYONS CAPITAL GROUP | Independent wealth | May 19, 2025 | n/a | yes | SHREVEPORT, LA | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 13, 2013 | May 16, 2025 | no | SHREVEPORT, LA|SHREVEPORT, LA | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Nov 18, 2010 | Feb 13, 2013 | no | SHREVEPORT, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | LYONS CAPITAL GROUP | May 16, 2025 | May 19, 2025 | 3 | Firm change | Ibd to new firm |
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Feb 13, 2013 | Feb 13, 2013 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:335733:LA:2025-05-16 | May 16, 2025 | May 19, 2025 | SHREVEPORT, LA | Firm change |