DFX Intelligence

K••••••• S•• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

K••••••• S•• T••••

Advisor at F•••• A••••••••• F•••••••• N•••••• L••

Colorado Springs, CO

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Search this name across graphsid dfx:ria:8b11a635-0011-faa3-a55c-2bc41bf49b82

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 1, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• A••••••••• F•••••••• N•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• A••••••••• F•••••••• N•••••• L••	Independent wealth	Oct 9, 2025	n/a	yes	Colorado Springs, CO	Current employment
T••••••••• W••••• M••••••••• L••	n/a	Jul 19, 2022	Oct 7, 2025	no	EL CERRITO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• W••••• M••••••••• L••	F•••• A••••••••• F•••••••• N•••••• L••	Oct 7, 2025	Oct 9, 2025	2	Firm change	Other
F•••• A••••••••• F•••••••• N•••••• L••	T••••••••• W••••• M••••••••• L••	Jun 8, 2022	Jul 19, 2022

Relationships

Registered with (3)

→ F•••• A••••••••• F•••••••• N•••••• L••Registered adviserregistration: previous registration
Jan 4, 2017 to Jun 8, 2022factForm ADV
→ T••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 19, 2022 to Oct 7, 2025factForm ADV
→ A••••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 1, 2015 to Jan 3, 2017factForm ADV

Dated events

Occurred
Oct 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b11a635-0011-faa3-a55c-2bc41bf49b82
First observed: Jun 1, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.