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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

JOHN DAVID ANDERSON

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA | Dublin, PA | LINE LEXINGTON, PA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Sep 12, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 15, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Exams: S66|S63|S65
First exam: Jan 15, 1998
First registration: Sep 12, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2818878

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 10, 2024	n/a	yes	LINE LEXINGTON, PA\|Dublin, PA\|SAN DIEGO, CA	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Oct 25, 2017	Jun 3, 2024	no	DOYLESTOWN, PA\|DUBLIN, PA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Nov 3, 2014	Oct 24, 2017	no	Doylestown, PA\|Louisville, KY\|KAILUA-KONA, HI	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Aug 5, 2014	Sep 23, 2014	no	NEW BRITAIN, PA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Apr 12, 2013	Jul 25, 2014	no	KAILUA-KONA, HI	Previous registration
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Aug 1, 2012	Feb 20, 2013	no	Denver, CO\|GREENWOOD VILLAGE, CO	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Nov 25, 2008	Jul 31, 2012	no	LOS ANGELES, CA\|KAILUA-KONA, HI	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Mar 14, 2006	Nov 28, 2008	no	PERKASIE, PA\|WEST LAWN, PA	Previous registration
THE MUTUAL FUND ADVISOR	n/a	Sep 12, 2003	Mar 14, 2006	no	KAILUA-KONA, HI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	LPL FINANCIAL LLC	Jun 3, 2024	May 10, 2024	-24	Firm change	Ibd to ibd
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	SECURITIES AMERICA ADVISORS, INC.	Oct 24, 2017	Oct 25, 2017	1	Firm change	Other
CUNA BROKERAGE SERVICES, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Sep 23, 2014	Nov 3, 2014	41	Firm change	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	CUNA BROKERAGE SERVICES, INC.	Jul 25, 2014	Aug 5, 2014	11	Firm change	Other
KEY INVESTMENT SERVICES LLC	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Feb 20, 2013	Apr 12, 2013	51	Firm change	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	KEY INVESTMENT SERVICES LLC	Jul 31, 2012	Aug 1, 2012	1	Firm change	Other
SAGEPOINT FINANCIAL, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Nov 28, 2008	Nov 25, 2008	-3	Firm change	Other
THE MUTUAL FUND ADVISOR	SAGEPOINT FINANCIAL, INC.	Mar 14, 2006	Mar 14, 2006	0	Firm change	Other

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 10, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Oct 25, 2017 to Jun 3, 2024factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Nov 3, 2014 to Oct 24, 2017factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Aug 5, 2014 to Sep 23, 2014factForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Aug 1, 2012 to Feb 20, 2013factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Mar 14, 2006 to Nov 28, 2008factForm ADV
→ THE MUTUAL FUND ADVISORRegistered adviserregistration: previous registration
Sep 12, 2003 to Mar 14, 2006factForm ADV

Dated events

Occurred
Jun 3, 2024
Advisor changed firm
John David Anderson left Securities America Advisors, Inc. for Lpl Financial Llc (registered 2024-05-10)
Form ADVobserved 6 days ago