This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PRINCIPAL SECURITIES, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2001earliest registration or exam on IAPD

Years in industry

25derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Sep 23, 2002

First registration

Mar 17, 2014

Dual registered

yes, broker-dealer

Other names

JANE JU-YOUNG LEE|JANE JU YOUNG CHOI

IAPD individual key

4457270

• Occurred

  Dec 15, 2023
  Advisor changed firm

  Jane J Choi left Mml Investors Services, Llc for Principal Securities, Inc. (registered 2024-01-22)

  Form ADVobserved 6 days ago
• Occurred

  Dec 22, 2022
  Advisor changed firm

  Jane J Choi left Eagle Strategies Llc for Mml Investors Services, Llc (registered 2023-01-11)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8b1e9500-2420-cf12-a098-7cb0e93ed7e9

First observed

Mar 17, 2014

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.