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Reading the graph
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Advisor at L•• F•••••••• L••
GODFREY, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Oct 7, 2020 | n/a | yes | GODFREY, IL | Current employment |
| C••• B•••••••• S•••••••• I••• | Former SEC adviser | Oct 3, 2014 | Oct 8, 2020 | no | Bethalto, IL|BETHALTO, IL|WAVERLY, IA|East Alton, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••• B•••••••• S•••••••• I••• | L•• F•••••••• L•• | Oct 8, 2020 | Oct 7, 2020 | -1 | Firm change | Ibd to ibd |
| S•••••••• A••••••• L•• | C••• B•••••••• S•••••••• I••• | Sep 29, 2014 | Oct 3, 2014 |
| S•••••••• A••••••• L•• | National bd RIA | Sep 12, 2012 | Sep 29, 2014 | no | ST. LOUIS, MO | Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Apr 20, 2012 | Jul 13, 2012 | no | EDWARDSVILLE, IL | Previous registration |
| 4 |
| Firm change |
| Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | S•••••••• A••••••• L•• | Jul 13, 2012 | Sep 12, 2012 | 61 | Firm change | Other |