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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
SAGINAW, MI | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Dec 8, 2025 | n/a | yes | PLYMOUTH, MN|SAGINAW, MI | Current employment |
| L.M. KOHN & COMPANY | Former SEC adviser | Jun 26, 2023 | Dec 9, 2025 | no | CINCINNATI, OH|SAGINAW, MI | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 3, 2010 | Jul 3, 2012 | no | Saginaw, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L.M. KOHN & COMPANY | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Dec 9, 2025 | Dec 8, 2025 | -1 | Firm change | RIA to ibd |
| MORGAN STANLEY | L.M. KOHN & COMPANY | Jul 3, 2012 | Jun 26, 2023 | 4,010 | Firm change after gap | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 27913:116407:OH:2025-12-09 | Dec 9, 2025 | Dec 8, 2025 | CINCINNATI, OH | Firm change |