DFX Intelligence

E•••• M•••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

E•••• M•••• E•••••••

Advisor at F•••• T•••• A••••••• L•

NAPLES, FL | WHEATON, IL

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Search this name across graphsid dfx:ria:8b3e2a03-0108-87c7-6644-58250642a513

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• T•••• A••••••• L•
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• T•••• A••••••• L•	Asset manager	Nov 4, 2024	n/a	yes	WHEATON, IL\|NAPLES, FL	Current employment
F•••• T•••• I••••••••• S•••••••• L•••	Former SEC adviser	Dec 23, 2023	Dec 20, 2024	no	NAPLES, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• T•••• I••••••••• S•••••••• L•••	F•••• T•••• A••••••• L•	Dec 20, 2024	Nov 4, 2024	-46	Channel change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
328327:107027:FL:2024-12-20	Dec 20, 2024	Nov 4, 2024	NAPLES, FL	Firm change after gap

Relationships

Registered with (2)

→ F•••• T•••• A••••••• L•Registered adviserregistration: current employment
Nov 4, 2024 to presentfactForm ADV
→ F•••• T•••• I••••••••• S•••••••• L•••Registered adviserregistration: previous registration
Dec 23, 2023 to Dec 20, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b3e2a03-0108-87c7-6644-58250642a513
First observed: Dec 23, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.