DFX Intelligence

S•• I••••••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

S•• I••••••••• M••••••••• L•••

CRD 299036

NEW YORK, NY

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Search this name across graphsid dfx:ria:8b40b34d-9d83-9850-18f5-a81abb83631d

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 2
On other graphs: 0
Observed: Nov 9, 2018 to Jul 1, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.6B••• Locked
Discretionary RAUM: $3.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 26

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•• S••••••••• P••••••• M••••• F••• L•••	Hedge Fund	$3.6B	Aug 8, 2024	362	Jun 29, 2012	reported	021-171269
S•• T••• M••••• F••• L•••••	Hedge Fund	$0	May 12, 2020

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• M•••• S•••••	CHIEF OPERATING OFFICER	Na	yes	11/2018	Nov 9, 2018	Aug 8, 2024
B•••••• M•••• S•••••	MANAGING DIRECTOR	F	yes	12/2018	Nov 9, 2018	Aug 8, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•• F••• •••• L•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.6B	$3.9B	-9.3%	$3.3B	2.9%	26	27	0	0

Relationships

Advises (2)

→ S•• S••••••••• P••••••• M••••• F••• L•••Private fundHedge Fund, IA
Jun 29, 2012 to presentfactForm ADV
→ S•• T••• M••••• F••• L•••••Private fundHedge Fund, IA, no longer reported
May 11, 2020 to May 12, 2020factForm ADV

Owns (8)

← U•• A•••• M••••••••• ••••••••• L••OwnerLIMITED PARTNER, ownership code A, domestic entity
Aug 8, 2024 to Aug 8, 2024factForm ADV
← D•••••••• J••••• B••••

Dated events

Occurred
Feb 20, 2019
Control person joined
Matthew Christopher Marvin (General Counsel And Chief Compliance Officer) appeared on Schedule A of S•• I••••••••• M••••••••• L•••
Form ADVobserved 7 days ago
Occurred
Nov 9, 2018
First Form ADV filing
S•• I••••••••• M••••••••• L••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b40b34d-9d83-9850-18f5-a81abb83631d
First observed: Nov 9, 2018
Last observed: Jul 1, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.