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Advisor at CHARLES SCHWAB & CO., INC.
Spokane, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jun 15, 2018 | n/a | yes | Spokane, WA | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Apr 8, 2014 | Jun 8, 2018 | no | Spokane, WA|SPOKANE, WA|Spokane, WA|SPOKANE, WA|SPOKANE, WA|Spokane Valley, WA|Liberty Lake, WA|Spokane Valley, WA|Spokane, WA|Spokane, WA|Pullman, WA|LEWISTON, ID|GRANGEVILLE, ID|LEWISTON, ID|COTTONWOOD, ID|Colfax, WA|OROFINO, ID|POMEROY, WA|Clarkston, WA|Spokane, WA|Pullman, WA|SPOKANE, WA|Davenport, WA|Spokane, WA|HARRINGTON, WA|Colfax, WA|Pullman, WA|Pullman, WA | Previous registration |
| EDWARD JONES | National bd RIA | Apr 29, 2010 | Apr 11, 2014 | no | MEAD, WA|MEAD, WA|SPOKANE VALLEY, WA|SPOKANE VALLEY, WA|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | CHARLES SCHWAB & CO., INC. | Jun 8, 2018 | Jun 15, 2018 | 7 | Firm change | Ibd to ibd |
| EDWARD JONES | U.S. BANCORP INVESTMENTS, INC. | Apr 11, 2014 | Apr 8, 2014 | -3 | Firm change | Other |