DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL ENTERPRISE, LLC
UNIONTOWN, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | UNIONTOWN, OH | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Aug 30, 2012 | Nov 14, 2024 | no | MAYFIELD HEIGHTS, OH|UNIONTOWN, OH|UNIONTOWN, OH|UNIONTOWN, OH|MAYFIELD HEIGHTS, OH | Previous registration |
| FIRSTMERIT ADVISORS, INC. | n/a | Jan 21, 2010 | May 21, 2012 | no | CANTON, OH|AKRON, OH|CANTON, OH | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | May 31, 2007 | Jan 22, 2010 | no | CANTON, OH|APPLETON, WI|CANTON, OH|CANTON, OH|WADSWORTH, OH|CANTON, OH|NORTH CANTON, OH|CANTON, OH | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 25, 2006 | May 18, 2007 | no | AKRON, OH | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Sep 10, 2004 | Jun 22, 2006 | no | MASSILLON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| FIRSTMERIT ADVISORS, INC. | PRUCO SECURITIES, LLC | May 21, 2012 | Aug 30, 2012 | 101 | Firm change | Other |
| INVEST FINANCIAL CORPORATION | FIRSTMERIT ADVISORS, INC. | Jan 22, 2010 | Jan 21, 2010 | -1 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | INVEST FINANCIAL CORPORATION | May 18, 2007 | May 31, 2007 | 13 | Firm change | Other |
| PRUCO SECURITIES, LLC | CHASE INVESTMENT SERVICES CORP. | Jun 22, 2006 | May 25, 2006 | -28 | Firm change | Other |