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CRD 281827
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| WILLIAM FRANK MASUCCI | n/a | ROCHESTER, NY | 5 | 42 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MASUCCI, WILLIAM, FRANK | MANAGING MEMBER/CCO | E | yes | 11/2015 | Nov 12, 2015 | Mar 6, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Jan 23, 2026 | $52.7M | $52.7M | 1 | 1 | 0 | n/a | n/a |
| 2024 | Feb 5, 2025 | $65.6M | $65.6M | 1 | 1 | 0 | n/a | n/a |
| 2023 | Mar 6, 2024 | $68.3M | $68.3M | 1 | 1 | 0 | n/a | n/a |
| 2022 | Jan 26, 2023 | $61.9M | $43.3M | 1 | 1 | 0 | n/a | n/a |
| 2021 | Feb 17, 2022 | $49.5M | $49.5M | 1 | 1 | 0 | n/a | n/a |
| 2020 | Feb 26, 2021 | $42.4M | $42.4M | 1 | 1 | 0 | n/a | n/a |
| 2019 | Feb 27, 2020 | $53.1M | $53.1M | 1 | 1 | 0 | n/a | n/a |
| 2018 | Feb 28, 2019 | $52.4M | $52.4M | 1 | 1 | 0 | n/a | n/a |
| 2017 | Mar 7, 2018 | $59.1M | $59.1M | 1 | 1 | 0 | n/a | n/a |
| 2016 | Mar 17, 2017 | $54.5M | $54.5M | 1 | 1 | n/a | n/a | n/a |
| 2015 | Mar 21, 2016 | $50.0M | $50.0M | 1 | 1 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $52.7M | $65.6M | -19.6% | $61.9M | -5.2% | 1 | 1 | 0 | 0 |