DFX Intelligence

A•••••• A••••• V•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

A•••••• A••••• V•••••••••

Advisor at P•••• C•••••• F••••••••

Royal Oak, MI | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:8b5edfa5-84ae-8982-e8d9-36f26361ad3c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 12, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• C•••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C•••••• F••••••••	Mixed wealth	Dec 9, 2022	n/a	yes	Royal Oak, MI\|OVERLAND PARK, KS	Current employment
L•••••• W••••• A•••••••• L••	Former SEC adviser	Jul 12, 2021	Dec 16, 2022	no	NAPLES, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• W••••• A•••••••• L••	P•••• C•••••• F••••••••	Dec 16, 2022	Dec 9, 2022	-7	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
107774:288712:FL:2022-12-16	Dec 16, 2022	Dec 9, 2022	NAPLES, FL	Firm change

Relationships

Registered with (2)

→ P•••• C•••••• F••••••••Registered adviserregistration: current employment
Dec 9, 2022 to presentfactForm ADV
→ L•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 12, 2021 to Dec 16, 2022factForm ADV

Dated events

Occurred
Dec 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b5edfa5-84ae-8982-e8d9-36f26361ad3c
First observed: Jul 12, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.