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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Chattanooga, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 22, 2021 | n/a | yes | Chattanooga, TN | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 14, 2018 | Jan 25, 2021 | no | LEXINGTON, TN|DAYTON, TN|RINGGOLD, GA|FORT OGLETHORPE, GA|CHATTANOOGA, TN|HIXSON, TN|CROSSVILLE, TN|OOLTEWAH, TN|HIXSON, TN|CHATTANOOGA, TN|CHATTANOOGA, TN|FORT OGLETHORPE, GA|RINGGOLD, GA|DALTON, GA|FORT OGLETHORPE, GA | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Jan 8, 2008 | Feb 16, 2018 | no | CROSSVILLE, TN|KNOXVILLE, TN|CHATTANOOGA, TN|KNOXVILLE, TN|DAYTON, TN|LEXINGTON, TN|DAYTON, TN|KNOXVILLE, TN|CHATTANOOGA, TN|OOLTEWAH, TN|RINGGOLD, GA|FORT OGLETHORPE, GA|CHATTANOOGA, TN|CHATTANOOGA, TN|HIXSON, TN|APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 25, 2021 | Jan 22, 2021 | -3 | Firm change | Ibd to ibd |
| INVEST FINANCIAL CORPORATION | LPL FINANCIAL LLC | Feb 16, 2018 | Feb 14, 2018 | -2 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:149018:GA:2021-01-25 | Jan 25, 2021 | Jan 22, 2021 | FORT OGLETHORPE, GA | Firm change |